Financial Crime In Financial Markets

Financial Crime In Financial Markets

Target Audience

Trading, Sales, Relationship Managers, Compliance & Other Risk Professionals, AML Operations, Onboarding Teams.

Audience Level

Intermediate to Advanced

Duration

2 Days: 9am – 4pm

Delivery

Online (4 sessions) or In-class

The course provides an in-depth analysis of financial crime risks in respect of a broad spectrum of financial market cash and derivative products and services. The course further examines the financial crime risks inherent in specific industry sectors and non-bank financial institutions, including asset managers, hedge funds and money service businesses (MSBs).

The course is designed to provide an understanding of financial market products, services, business and customer types, and the money laundering, tax evasion, sanctions, terrorist financing, fraud and bribery and corruption risk inherent in each.

It is delivered by a trainer with extensive experience in financial markets as an auditor, risk manager and frontline business manager, who additionally has 9 years’ experience in delivering financial crime training courses for major institutions in some 40 countries across the globe.

The course draws on this extensive experience as well as numerous, highly relevant case studies to further illuminate each topic, and further, will assist 2nd and 3rd line staff in engaging the 1st line.

The course aims to ensure that participants develop a working knowledge and understanding of:

  • The practical aspects of building confidence in engaging frontline room professionals
  • Financial market products and services and the financial crime risks inherent to them
  • How derivatives and structured products can be abused in respect of fraud, tax evasion and sanctions evasion
  • Risk inherent in investment banking
  • The different customer / industry types, including financial institutions, and the risks inherent in each
  • The vulnerabilities inherent in certain high-risk services
  • The complexity of the sanctions risk landscape and their broad applications in the financial markets
  • Specific customer due diligence and (CDD) challenges

Contact Form

If you are interested to find out more details about this course, please fill in your details below and we will contact you. 

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If you are interested to find out more details about our courses, please fill in your details below and we will contact you.

JBA Training offers:

  • tailored, technical and soft skills training services to banks and finance companies
  • face to face or online training programmes
  • wide geographical spread for delivering courses across Europe, the Middle East, Africa and the Far East

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